Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MARTIN, HERVE JEAN NICOLAS
Chinese Name of Relevant Individual
HKMA Registration Number
AG1763
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2016 - 30 Jul 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2016 - 30 Jul 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2013 - 27 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2013 - 27 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MARTIN, HERVE JEAN NICOLAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1763
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1763
NATIONAL AUSTRALIA BANK LIMITED
Type 1: dealing in securities
15 Sep 2016 - 30 Jul 2017
Yes
AG1763
NATIONAL AUSTRALIA BANK LIMITED
Type 4: advising on securities
15 Sep 2016 - 30 Jul 2017
Yes
AG1763
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
23 Nov 2013 - 27 Aug 2015
No
AG1763
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
23 Nov 2013 - 27 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.