Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HWANG, PAUL
Chinese Name of Relevant Individual
HKMA Registration Number
AG1775
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2015 - 25 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2015 - 22 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2015 - 21 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2014 - 26 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2014 - 01 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2014 - 26 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2013 - 27 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HWANG, PAUL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1775
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1775
BARCLAYS BANK PLC
Type 4: advising on securities
23 Nov 2015 - 25 Nov 2015
No
AG1775
BARCLAYS BANK PLC
Type 4: advising on securities
19 May 2015 - 22 May 2015
No
AG1775
BARCLAYS BANK PLC
Type 4: advising on securities
18 Jan 2015 - 21 Jan 2015
No
AG1775
BARCLAYS BANK PLC
Type 4: advising on securities
22 Nov 2014 - 26 Nov 2014
No
AG1775
BARCLAYS BANK PLC
Type 4: advising on securities
28 Sep 2014 - 01 Oct 2014
No
AG1775
BARCLAYS BANK PLC
Type 4: advising on securities
24 Feb 2014 - 26 Feb 2014
No
AG1775
BARCLAYS BANK PLC
Type 4: advising on securities
25 Nov 2013 - 27 Nov 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.