Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHAK MING
Chinese Name of Relevant Individual
陳澤明
HKMA Registration Number
AG1802
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2023 - 29 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2023 - 29 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2020 - 25 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2020 - 25 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2017 - 25 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2017 - 25 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2014 - 02 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2014 - 02 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2013 - 23 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2013 - 23 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Nov 2013 - 23 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHAK MING
:
Chinese Name of Relevant Individual
陳澤明
:
HKMA Registration Number
AG1802
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1802
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Apr 2023 - 29 Dec 2024
No
AG1802
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Apr 2023 - 29 Dec 2024
No
AG1802
DBS BANK LTD.
Type 1: dealing in securities
23 Apr 2020 - 25 Jul 2021
No
AG1802
DBS BANK LTD.
Type 4: advising on securities
23 Apr 2020 - 25 Jul 2021
No
AG1802
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Aug 2017 - 25 Jul 2021
No
AG1802
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Aug 2017 - 25 Jul 2021
No
AG1802
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
14 May 2014 - 02 Jul 2017
No
AG1802
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
14 May 2014 - 02 Jul 2017
No
AG1802
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Nov 2013 - 23 Apr 2014
No
AG1802
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Nov 2013 - 23 Apr 2014
No
AG1802
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Nov 2013 - 23 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.