Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NEUMANN, WOLFGANG MANFRED
Chinese Name of Relevant Individual
HKMA Registration Number
AG1806
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2014 - 30 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2014 - 30 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2014 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2014 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2014 - 30 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2014 - 30 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2014 - 02 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2014 - 02 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2014 - 29 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2014 - 29 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2014 - 02 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2014 - 02 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2014 - 06 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2014 - 06 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2014 - 09 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 24
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NEUMANN, WOLFGANG MANFRED
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1806
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
12 Nov 2014 - 30 Apr 2015
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
12 Nov 2014 - 30 Apr 2015
No
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
30 Oct 2014 - 31 Oct 2014
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
30 Oct 2014 - 31 Oct 2014
No
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
19 Sep 2014 - 30 Sep 2014
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
19 Sep 2014 - 30 Sep 2014
No
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
25 Aug 2014 - 02 Sep 2014
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
25 Aug 2014 - 02 Sep 2014
No
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
17 Jul 2014 - 29 Jul 2014
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
17 Jul 2014 - 29 Jul 2014
No
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
23 Jun 2014 - 02 Jul 2014
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
23 Jun 2014 - 02 Jul 2014
No
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
29 May 2014 - 06 Jun 2014
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
29 May 2014 - 06 Jun 2014
No
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
30 Apr 2014 - 09 May 2014
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
30 Apr 2014 - 09 May 2014
No
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
20 Mar 2014 - 01 Apr 2014
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
20 Mar 2014 - 01 Apr 2014
No
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
17 Feb 2014 - 28 Feb 2014
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
17 Feb 2014 - 28 Feb 2014
No
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
09 Jan 2014 - 17 Jan 2014
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
09 Jan 2014 - 17 Jan 2014
No
AG1806
CREDIT SUISSE AG
Type 1: dealing in securities
28 Nov 2013 - 09 Dec 2013
No
AG1806
CREDIT SUISSE AG
Type 4: advising on securities
28 Nov 2013 - 09 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.