Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUNG, CHING FAN
Chinese Name of Relevant Individual
洪清芬
HKMA Registration Number
AG1808
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE MANAGER
Remarks
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSOCIATE MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK JULIUS BAER & CO. LTD.
SFC CE number
AUR302
Business Address
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2021 - 08 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2021 - 08 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2013 - 30 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2013 - 30 Jan 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUNG, CHING FAN
:
Chinese Name of Relevant Individual
洪清芬
:
HKMA Registration Number
AG1808
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
28 Jul 2021
No
ASSOCIATE MANAGER
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
28 Jul 2021
No
ASSOCIATE MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK JULIUS BAER & CO. LTD.
AUR302
39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1808
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
Since 28 Jul 2021
No
AG1808
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
Since 28 Jul 2021
No
AG1808
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2021 - 08 Jun 2021
No
AG1808
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 Mar 2021 - 08 Jun 2021
No
AG1808
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Nov 2013 - 30 Jan 2021
No
AG1808
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Nov 2013 - 30 Jan 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
