Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, QIANQIAO
Chinese Name of Relevant Individual
HKMA Registration Number
AG1818
Other HKMA Registration Number(s)
AE3947
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2026 - 17 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2026 - 23 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2025 - 14 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2025 - 28 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2024 - 15 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2024 - 10 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2023 - 01 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2023 - 17 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2019 - 17 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2019 - 20 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2019 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2019 - 22 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2018 - 09 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2018 - 20 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 36
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, QIANQIAO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1818
:
Other HKMA Registration Number(s)
AE3947
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AE3947
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Apr 2026 - 17 Apr 2026
No
AE3947
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
22 Jan 2026 - 23 Jan 2026
No
AE3947
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 Nov 2025 - 14 Nov 2025
No
AE3947
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
25 Mar 2025 - 28 Mar 2025
No
AE3947
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Nov 2024 - 15 Nov 2024
No
AE3947
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
07 Apr 2024 - 10 Apr 2024
No
AE3947
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
27 Nov 2023 - 01 Dec 2023
No
AE3947
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Feb 2023 - 17 Feb 2023
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Oct 2019 - 17 Oct 2019
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 May 2019 - 20 May 2019
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Mar 2019 - 29 Mar 2019
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
18 Jan 2019 - 22 Jan 2019
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Nov 2018 - 23 Nov 2018
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Aug 2018 - 09 Aug 2018
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Apr 2018 - 20 Apr 2018
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Jan 2018 - 23 Jan 2018
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Dec 2017 - 13 Dec 2017
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Sep 2017 - 28 Sep 2017
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Aug 2017 - 11 Aug 2017
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
30 Jun 2017 - 05 Jul 2017
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Feb 2017 - 17 Feb 2017
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Oct 2016 - 26 Oct 2016
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
14 Jun 2016 - 16 Jun 2016
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Apr 2016 - 21 Apr 2016
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Jan 2016 - 20 Jan 2016
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Mar 2015 - 31 Mar 2015
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
14 Nov 2014 - 18 Nov 2014
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Nov 2014 - 07 Nov 2014
No
AG1818
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Oct 2014 - 24 Oct 2014
No
AG1818
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
29 Nov 2013 - 21 Aug 2014
No
AE3947
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
17 Feb 2011 - 21 Aug 2014
No
AE3947
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
27 Jul 2010 - 29 Jul 2010
No
AE3947
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
17 Jun 2010 - 19 Jun 2010
No
AE3947
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
09 Feb 2010 - 12 Feb 2010
No
AE3947
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
22 Oct 2009 - 24 Oct 2009
No
AE3947
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
02 Sep 2009 - 05 Sep 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.