Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSUI, KWOK WAI
Chinese Name of Relevant Individual
徐國維
HKMA Registration Number
AG1823
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2016 - 29 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2016 - 29 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2015 - 16 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2015 - 16 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2014 - 28 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2014 - 28 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Jul 2014 - 28 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2013 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2013 - 17 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSUI, KWOK WAI
:
Chinese Name of Relevant Individual
徐國維
:
HKMA Registration Number
AG1823
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1823
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Feb 2016 - 29 Jun 2017
No
AG1823
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Feb 2016 - 29 Jun 2017
No
AG1823
DAH SING BANK, LIMITED
Type 1: dealing in securities
11 Nov 2015 - 16 Dec 2015
No
AG1823
DAH SING BANK, LIMITED
Type 4: advising on securities
11 Nov 2015 - 16 Dec 2015
No
AG1823
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Jul 2014 - 28 Sep 2015
No
AG1823
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Jul 2014 - 28 Sep 2015
No
AG1823
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Jul 2014 - 28 Sep 2015
No
AG1823
CHONG HING BANK LIMITED
Type 1: dealing in securities
29 Nov 2013 - 17 Dec 2013
No
AG1823
CHONG HING BANK LIMITED
Type 4: advising on securities
29 Nov 2013 - 17 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.