Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, WAI SZE CHRISIE
Chinese Name of Relevant Individual
HKMA Registration Number
AG1830
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2013 - 02 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2013 - 02 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
30 Nov 2013 - 02 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, WAI SZE CHRISIE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1830
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1830
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
30 Nov 2013 - 02 Mar 2016
No
AG1830
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
30 Nov 2013 - 02 Mar 2016
No
AG1830
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 9: asset management
30 Nov 2013 - 02 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.