Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CABERNITE GUIMARAES TAVARES, RODRIGO
Chinese Name of Relevant Individual
HKMA Registration Number
AG1844
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2015 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2015 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Nov 2015 - 04 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2015 - 25 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2015 - 25 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Mar 2015 - 25 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2014 - 03 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2014 - 03 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Jun 2014 - 03 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2014 - 14 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2014 - 14 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Mar 2014 - 14 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2014 - 18 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2014 - 18 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Feb 2014 - 18 Feb 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CABERNITE GUIMARAES TAVARES, RODRIGO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1844
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Nov 2015 - 04 Dec 2015
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Nov 2015 - 04 Dec 2015
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
30 Nov 2015 - 04 Dec 2015
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2015 - 25 Mar 2015
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Mar 2015 - 25 Mar 2015
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 Mar 2015 - 25 Mar 2015
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Jun 2014 - 03 Jun 2014
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Jun 2014 - 03 Jun 2014
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 Jun 2014 - 03 Jun 2014
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2014 - 14 Mar 2014
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Mar 2014 - 14 Mar 2014
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Mar 2014 - 14 Mar 2014
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Feb 2014 - 18 Feb 2014
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Feb 2014 - 18 Feb 2014
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Feb 2014 - 18 Feb 2014
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Dec 2013 - 06 Dec 2013
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Dec 2013 - 06 Dec 2013
No
AG1844
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 Dec 2013 - 06 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.