Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CASSIDY, GERARD SEAN
Chinese Name of Relevant Individual
HKMA Registration Number
AG1847
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2018 - 31 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2015 - 03 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2013 - 04 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CASSIDY, GERARD SEAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1847
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1847
ROYAL BANK OF CANADA
Type 4: advising on securities
16 Sep 2019
No
AG1847
ROYAL BANK OF CANADA
Type 4: advising on securities
29 Jan 2018 - 31 Jan 2018
No
AG1847
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Jun 2015 - 03 Jun 2015
No
AG1847
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Dec 2013 - 04 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.