Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, KAREN LU YI
Chinese Name of Relevant Individual
HKMA Registration Number
AG1877
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2016 - 04 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2016 - 17 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Sep 2015 - 09 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2015 - 22 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2015 - 28 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2015 - 23 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2014 - 16 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2014 - 12 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2014 - 15 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2014 - 24 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2013 - 05 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, KAREN LU YI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1877
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1877
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Nov 2016 - 04 Nov 2016
No
AG1877
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Feb 2016 - 17 Feb 2016
No
AG1877
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Sep 2015 - 09 Sep 2015
No
AG1877
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 May 2015 - 22 May 2015
No
AG1877
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Apr 2015 - 28 Apr 2015
No
AG1877
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Jan 2015 - 23 Jan 2015
No
AG1877
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Oct 2014 - 16 Oct 2014
No
AG1877
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Jun 2014 - 12 Jun 2014
No
AG1877
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 May 2014 - 15 May 2014
No
AG1877
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jan 2014 - 24 Jan 2014
No
AG1877
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Dec 2013 - 05 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.