Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHAO, YUE
Chinese Name of Relevant Individual
趙月
HKMA Registration Number
AG1905
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2017 - 06 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2017 - 06 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2013 - 09 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2013 - 09 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHAO, YUE
:
Chinese Name of Relevant Individual
趙月
:
HKMA Registration Number
AG1905
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1905
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
15 Sep 2017 - 06 Dec 2020
No
AG1905
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
15 Sep 2017 - 06 Dec 2020
No
AG1905
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
07 Dec 2013 - 09 Nov 2014
No
AG1905
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
07 Dec 2013 - 09 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.