Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, JINGWEN
Chinese Name of Relevant Individual
李靜雯
HKMA Registration Number
AG1913
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Dec 2025 - 23 Jan 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2020 - 23 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2020 - 23 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2013 - 28 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2013 - 28 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, JINGWEN
:
Chinese Name of Relevant Individual
李靜雯
:
HKMA Registration Number
AG1913
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1913
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 6: advising on corporate finance
29 Dec 2025 - 23 Jan 2026
Yes
AG1913
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Oct 2020 - 23 Jan 2026
No
AG1913
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
30 Oct 2020 - 23 Jan 2026
No
AG1913
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
09 Dec 2013 - 28 Aug 2014
No
AG1913
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
09 Dec 2013 - 28 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.