Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PANG, SZE NGA
Chinese Name of Relevant Individual
彭詩雅
HKMA Registration Number
AG1916
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2014 - 02 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2014 - 02 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2014 - 02 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2014 - 02 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2013 - 03 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2013 - 03 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PANG, SZE NGA
:
Chinese Name of Relevant Individual
彭詩雅
:
HKMA Registration Number
AG1916
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1916
CITIBANK, N.A.
Type 1: dealing in securities
08 Nov 2014 - 02 Sep 2022
No
AG1916
CITIBANK, N.A.
Type 4: advising on securities
08 Nov 2014 - 02 Sep 2022
No
AG1916
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
08 Nov 2014 - 02 Sep 2022
No
AG1916
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
08 Nov 2014 - 02 Sep 2022
No
AG1916
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
09 Dec 2013 - 03 Nov 2014
No
AG1916
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
09 Dec 2013 - 03 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.