Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, YIN TUNG ARTHUR
Chinese Name of Relevant Individual

陳彥彤
HKMA Registration Number
AG1921
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Aug 2017
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Aug 2017
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, YIN TUNG ARTHUR
:
Chinese Name of Relevant Individual
陳彥彤
:
HKMA Registration Number
AG1921
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
30 Aug 2017
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
30 Aug 2017
No
CLIENT ADVISOR WM