Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHI, ANAN
Chinese Name of Relevant Individual
時安安
HKMA Registration Number
AG1924
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2015 - 28 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2013 - 16 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2013 - 16 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHI, ANAN
:
Chinese Name of Relevant Individual
時安安
:
HKMA Registration Number
AG1924
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1924
BNP PARIBAS
Type 1: dealing in securities
29 Apr 2015 - 28 May 2019
No
AG1924
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
10 Dec 2013 - 16 Mar 2015
No
AG1924
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
10 Dec 2013 - 16 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.