Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, MERISA JEANNETTE
Chinese Name of Relevant Individual
HKMA Registration Number
AG1939
Other HKMA Registration Number(s)
AC3580
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2023 - 08 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2023 - 08 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2019 - 20 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2019 - 20 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2019 - 02 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2019 - 02 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2018 - 08 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2018 - 08 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2018 - 23 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2018 - 23 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2015 - 16 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2014 - 19 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2014 - 07 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2014 - 07 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2014 - 07 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 24
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, MERISA JEANNETTE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1939
:
Other HKMA Registration Number(s)
AC3580
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Feb 2023 - 08 Feb 2023
No
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Feb 2023 - 08 Feb 2023
No
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Sep 2019 - 20 Sep 2019
No
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Sep 2019 - 20 Sep 2019
No
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Mar 2019 - 02 Apr 2019
No
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Mar 2019 - 02 Apr 2019
No
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
05 Nov 2018 - 08 Nov 2018
No
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
05 Nov 2018 - 08 Nov 2018
No
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Mar 2018 - 23 Mar 2018
No
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Mar 2018 - 23 Mar 2018
No
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Jan 2015 - 16 Jan 2015
No
AC3580
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Nov 2014 - 19 Nov 2014
No
AG1939
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
06 Mar 2014 - 07 Mar 2014
No
AG1939
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
06 Mar 2014 - 07 Mar 2014
No
AG1939
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
06 Mar 2014 - 07 Mar 2014
No
AG1939
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
12 Dec 2013
No
AG1939
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
12 Dec 2013
No
AG1939
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
12 Dec 2013
No
AC3580
UBS AG
Type 1: dealing in securities
28 Apr 2006 - 13 Jun 2010
No
AC3580
UBS AG
Type 4: advising on securities
28 Apr 2006 - 27 May 2007
No
AC3580
UBS AG
Type 9: asset management
28 Apr 2006 - 27 May 2007
No
AC3580
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
25 Oct 2004 - 31 Mar 2006
No
AC3580
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
25 Oct 2004 - 31 Mar 2006
No
AC3580
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
25 Oct 2004 - 31 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.