Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, LAI KI ERNEST
Chinese Name of Relevant Individual
袁禮奇
HKMA Registration Number
AG1944
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2016 - 23 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2016 - 23 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2016 - 31 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2016 - 31 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2013 - 04 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2013 - 04 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, LAI KI ERNEST
:
Chinese Name of Relevant Individual
袁禮奇
:
HKMA Registration Number
AG1944
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1944
DAH SING BANK, LIMITED
Type 1: dealing in securities
11 Nov 2016 - 23 Jun 2020
No
AG1944
DAH SING BANK, LIMITED
Type 4: advising on securities
11 Nov 2016 - 23 Jun 2020
No
AG1944
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jul 2016 - 31 Oct 2016
No
AG1944
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jul 2016 - 31 Oct 2016
No
AG1944
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Dec 2013 - 04 Jul 2016
No
AG1944
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Dec 2013 - 04 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.