Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GROSHENS, ALAIN ROBERT
Chinese Name of Relevant Individual
HKMA Registration Number
AG1959
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2013 - 30 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
13 Dec 2013 - 30 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2013 - 30 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 5: advising on futures contracts
Effective Period
13 Dec 2013 - 30 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GROSHENS, ALAIN ROBERT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG1959
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1959
NATIXIS
Type 1: dealing in securities
13 Dec 2013 - 30 Aug 2015
Yes
AG1959
NATIXIS
Type 2: dealing in futures contracts
13 Dec 2013 - 30 Aug 2015
Yes
AG1959
NATIXIS
Type 4: advising on securities
13 Dec 2013 - 30 Aug 2015
Yes
AG1959
NATIXIS
Type 5: advising on futures contracts
13 Dec 2013 - 30 Aug 2015
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.