Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSAI, NU-YU
Chinese Name of Relevant Individual
蔡女鈺
HKMA Registration Number
AG1967
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2014 - 20 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2014 - 20 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Jan 2014 - 20 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Jan 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 Dec 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSAI, NU-YU
:
Chinese Name of Relevant Individual
蔡女鈺
:
HKMA Registration Number
AG1967
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1967
DBS BANK LTD.
Type 1: dealing in securities
07 Jan 2014 - 20 Sep 2022
No
AG1967
DBS BANK LTD.
Type 4: advising on securities
07 Jan 2014 - 20 Sep 2022
No
AG1967
DBS BANK LTD.
Type 6: advising on corporate finance
07 Jan 2014 - 20 Sep 2022
No
AG1967
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jan 2014 - 22 Sep 2014
No
AG1967
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jan 2014 - 22 Sep 2014
No
AG1967
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
07 Jan 2014 - 22 Sep 2014
No
AG1967
DBS BANK LTD.
Type 1: dealing in securities
13 Dec 2013
No
AG1967
DBS BANK LTD.
Type 4: advising on securities
13 Dec 2013
No
AG1967
DBS BANK LTD.
Type 6: advising on corporate finance
13 Dec 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.