Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, MAN CHEONG
Chinese Name of Relevant Individual
林敏昌
HKMA Registration Number
AG1996
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Jan 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BRANCHES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2018 - 05 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2018 - 05 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Aug 2018 - 05 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2017 - 20 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2017 - 20 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2016 - 12 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2016 - 12 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Sep 2016 - 12 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2015 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2015 - 15 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2013 - 07 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Dec 2013 - 07 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, MAN CHEONG
:
Chinese Name of Relevant Individual
林敏昌
:
HKMA Registration Number
AG1996
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Jan 2025
No
SALES, BRANCHES
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
22 Jan 2025
No
SALES, BRANCHES
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG1996
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 22 Jan 2025
No
AG1996
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 22 Jan 2025
No
AG1996
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Aug 2018 - 05 Jan 2025
No
AG1996
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Aug 2018 - 05 Jan 2025
No
AG1996
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Aug 2018 - 05 Jan 2025
No
AG1996
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2017 - 20 May 2018
No
AG1996
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2017 - 20 May 2018
No
AG1996
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Sep 2016 - 12 Aug 2017
No
AG1996
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Sep 2016 - 12 Aug 2017
No
AG1996
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Sep 2016 - 12 Aug 2017
No
AG1996
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 Jul 2015 - 15 Jul 2016
No
AG1996
DAH SING BANK, LIMITED
Type 4: advising on securities
07 Jul 2015 - 15 Jul 2016
No
AG1996
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Dec 2013 - 07 Jun 2015
No
AG1996
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Dec 2013 - 07 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
