Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, SUNG HO
Chinese Name of Relevant Individual
金聖昊
HKMA Registration Number
AG2000
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2026 - 28 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2025 - 04 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2020 - 31 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2013 - 31 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, SUNG HO
:
Chinese Name of Relevant Individual
金聖昊
:
HKMA Registration Number
AG2000
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2000
BNP PARIBAS
Type 1: dealing in securities
27 Jan 2026 - 28 Jan 2026
No
AG2000
BNP PARIBAS
Type 1: dealing in securities
02 Sep 2025 - 04 Sep 2025
No
AG2000
BNP PARIBAS
Type 1: dealing in securities
01 Oct 2020 - 31 Jul 2025
No
AG2000
BNP PARIBAS
Type 1: dealing in securities
19 Dec 2013 - 31 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.