Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
REZAEIAN KOCHESFAHANI, REZA
Chinese Name of Relevant Individual
HKMA Registration Number
AG2002
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2018 - 21 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2017 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2013 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2013 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Dec 2013 - 26 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
REZAEIAN KOCHESFAHANI, REZA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2002
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2002
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
09 Mar 2018 - 21 Jul 2019
No
AG2002
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
20 Jun 2017 - 26 Sep 2017
No
AG2002
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
19 Dec 2013 - 26 Sep 2017
No
AG2002
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
19 Dec 2013 - 26 Sep 2017
No
AG2002
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
19 Dec 2013 - 26 Sep 2017
No
AG2002
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
09 Mar 2018 - 21 Jul 2019
No
AG2002
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
20 Jun 2017 - 26 Sep 2017
No
AG2002
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
19 Dec 2013 - 26 Sep 2017
No
AG2002
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
19 Dec 2013 - 26 Sep 2017
No
AG2002
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
19 Dec 2013 - 26 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.