Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZENG, FENGJIA
Chinese Name of Relevant Individual
曾逢嘉
HKMA Registration Number
AG2009
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Jul 2016
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD, TRADING, HONG KONG
Remarks
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Mar 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD, TRADING, HONG KONG
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
MALAYAN BANKING BERHAD
SFC CE number
AAP095
Business Address
29/F, LEE GARDEN THREE, 1 SUNNING ROAD, CAUSEWAY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Nov 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2017 - 18 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MALAYAN BANKING BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2016 - 18 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2013 - 24 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2013 - 24 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZENG, FENGJIA
:
Chinese Name of Relevant Individual
曾逢嘉
:
HKMA Registration Number
AG2009
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MALAYAN BANKING BERHAD
Type 1: dealing in securities
09 Jul 2016
Yes
HEAD, TRADING, HONG KONG
MALAYAN BANKING BERHAD
Type 4: advising on securities
15 Mar 2017
Yes
HEAD, TRADING, HONG KONG
Name of Registered Institution
SFC CE number
Business Address
MALAYAN BANKING BERHAD
AAP095
29/F, LEE GARDEN THREE, 1 SUNNING ROAD, CAUSEWAY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2009
MALAYAN BANKING BERHAD
Type 1: dealing in securities
Since 19 Nov 2024
Yes
AG2009
MALAYAN BANKING BERHAD
Type 4: advising on securities
Since 19 Nov 2024
Yes
AG2009
MALAYAN BANKING BERHAD
Type 4: advising on securities
15 Mar 2017 - 18 Nov 2024
No
AG2009
MALAYAN BANKING BERHAD
Type 1: dealing in securities
09 Jul 2016 - 18 Nov 2024
No
AG2009
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
20 Dec 2013 - 24 Dec 2015
No
AG2009
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
20 Dec 2013 - 24 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.