Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
POON, ON NA ANNA
Chinese Name of Relevant Individual

潘安娜
HKMA Registration Number
AG2034
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jan 2014
Is an Executive Officer? (Yes / No)
No
Capacity
OPERATIONS AND SERVICE MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jan 2014
Is an Executive Officer? (Yes / No)
No
Capacity
OPERATIONS AND SERVICE MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
POON, ON NA ANNA
:
Chinese Name of Relevant Individual
潘安娜
:
HKMA Registration Number
AG2034
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Jan 2014
No
OPERATIONS AND SERVICE MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Jan 2014
No
OPERATIONS AND SERVICE MANAGER