Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KENNETH KAR-HIN
Chinese Name of Relevant Individual
何家軒
HKMA Registration Number
AG2037
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
BANKING
Remarks
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
30 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BARCLAYS BANK PLC
SFC CE number
AAJ160
Business Address
41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 30 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2023 - 29 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2023 - 29 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Oct 2023 - 29 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2019 - 14 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2019 - 14 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 May 2019 - 14 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2014 - 25 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jan 2014 - 25 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KENNETH KAR-HIN
:
Chinese Name of Relevant Individual
何家軒
:
HKMA Registration Number
AG2037
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BARCLAYS BANK PLC
Type 1: dealing in securities
30 Apr 2026
No
BANKING
BARCLAYS BANK PLC
Type 6: advising on corporate finance
30 Apr 2026
No
BANKING
Name of Registered Institution
SFC CE number
Business Address
BARCLAYS BANK PLC
AAJ160
41/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2037
BARCLAYS BANK PLC
Type 1: dealing in securities
Since 30 Apr 2026
No
AG2037
BARCLAYS BANK PLC
Type 6: advising on corporate finance
Since 30 Apr 2026
No
AG2037
UBS AG
Type 1: dealing in securities
03 Oct 2023 - 29 Sep 2025
No
AG2037
UBS AG
Type 4: advising on securities
03 Oct 2023 - 29 Sep 2025
No
AG2037
UBS AG
Type 6: advising on corporate finance
03 Oct 2023 - 29 Sep 2025
No
AG2037
NATIXIS
Type 1: dealing in securities
04 May 2019 - 14 Apr 2022
No
AG2037
NATIXIS
Type 4: advising on securities
04 May 2019 - 14 Apr 2022
No
AG2037
NATIXIS
Type 6: advising on corporate finance
04 May 2019 - 14 Apr 2022
No
AG2037
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Jan 2014 - 25 Mar 2015
No
AG2037
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
01 Jan 2014 - 25 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.