Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUNG, LAI KUEN
Chinese Name of Relevant Individual
翁勵權
HKMA Registration Number
AG2052
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2024 - 01 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2024 - 01 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2020 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2020 - 30 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Jan 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2014 - 04 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2014 - 04 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jan 2014 - 18 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jan 2014 - 18 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Jan 2014 - 18 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUNG, LAI KUEN
:
Chinese Name of Relevant Individual
翁勵權
:
HKMA Registration Number
AG2052
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2052
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
05 Jun 2024 - 01 Oct 2024
No
AG2052
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
05 Jun 2024 - 01 Oct 2024
No
AG2052
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 May 2020 - 30 Nov 2022
No
AG2052
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 May 2020 - 30 Nov 2022
No
AG2052
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Jan 2017 - 28 Jan 2018
No
AG2052
HANG SENG BANK, LIMITED
Type 4: advising on securities
16 Jan 2017 - 28 Jan 2018
No
AG2052
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Jan 2017 - 28 Jan 2018
No
AG2052
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
09 Dec 2014 - 04 Dec 2016
No
AG2052
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
09 Dec 2014 - 04 Dec 2016
No
AG2052
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Jan 2014 - 18 Aug 2014
No
AG2052
HANG SENG BANK, LIMITED
Type 4: advising on securities
02 Jan 2014 - 18 Aug 2014
No
AG2052
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 Jan 2014 - 18 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.