Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, CHUN LAM
Chinese Name of Relevant Individual
王俊霖
HKMA Registration Number
AG2057
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2017 - 29 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2017 - 29 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2016 - 17 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2016 - 17 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Apr 2016 - 17 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2015 - 31 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2015 - 31 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jan 2014 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Jan 2014 - 21 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, CHUN LAM
:
Chinese Name of Relevant Individual
王俊霖
:
HKMA Registration Number
AG2057
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2057
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Oct 2017 - 29 Dec 2017
No
AG2057
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Oct 2017 - 29 Dec 2017
No
AG2057
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Apr 2016 - 17 May 2017
No
AG2057
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Apr 2016 - 17 May 2017
No
AG2057
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Apr 2016 - 17 May 2017
No
AG2057
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Aug 2015 - 31 Jan 2016
No
AG2057
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Aug 2015 - 31 Jan 2016
No
AG2057
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Jan 2014 - 21 Jun 2015
No
AG2057
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 Jan 2014 - 21 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.