Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, SUET WING YUKI
Chinese Name of Relevant Individual
林雪穎
HKMA Registration Number
AG2121
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2021 - 13 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2021 - 13 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2018 - 14 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2017 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2017 - 24 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2015 - 09 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2015 - 09 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2014 - 24 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2014 - 24 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, SUET WING YUKI
:
Chinese Name of Relevant Individual
林雪穎
:
HKMA Registration Number
AG2121
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2121
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2021 - 13 May 2026
No
AG2121
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
19 Mar 2021 - 13 May 2026
No
AG2121
UBS AG
Type 1: dealing in securities
04 Jul 2018 - 14 Jan 2020
No
AG2121
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
27 May 2017 - 24 May 2018
No
AG2121
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
27 May 2017 - 24 May 2018
No
AG2121
BANK SINOPAC
Type 1: dealing in securities
11 Apr 2015 - 09 May 2017
No
AG2121
BANK SINOPAC
Type 4: advising on securities
11 Apr 2015 - 09 May 2017
No
AG2121
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
07 Jan 2014 - 24 Mar 2014
No
AG2121
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
07 Jan 2014 - 24 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.