Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HONG, CHU SHENG
Chinese Name of Relevant Individual
洪鉅昇
HKMA Registration Number
AG2130
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2019 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2019 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2019 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2019 - 31 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2019 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2019 - 01 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2014 - 29 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2014 - 29 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HONG, CHU SHENG
:
Chinese Name of Relevant Individual
洪鉅昇
:
HKMA Registration Number
AG2130
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2130
CITIBANK, N.A.
Type 1: dealing in securities
05 Sep 2019 - 31 Mar 2021
No
AG2130
CITIBANK, N.A.
Type 4: advising on securities
05 Sep 2019 - 31 Mar 2021
No
AG2130
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Sep 2019 - 31 Mar 2021
No
AG2130
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Sep 2019 - 31 Mar 2021
No
AG2130
ROYAL BANK OF CANADA
Type 1: dealing in securities
11 Jul 2019 - 01 Aug 2019
No
AG2130
ROYAL BANK OF CANADA
Type 4: advising on securities
11 Jul 2019 - 01 Aug 2019
No
AG2130
UBS AG
Type 1: dealing in securities
08 Jan 2014 - 29 Apr 2015
No
AG2130
UBS AG
Type 4: advising on securities
08 Jan 2014 - 29 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.