Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KA CHUN RALPH
Chinese Name of Relevant Individual
李加晉
HKMA Registration Number
AG2141
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2017 - 13 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2017 - 13 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2016 - 19 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2016 - 19 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2014 - 31 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2014 - 31 Oct 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KA CHUN RALPH
:
Chinese Name of Relevant Individual
李加晉
:
HKMA Registration Number
AG2141
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2141
CHONG HING BANK LIMITED
Type 1: dealing in securities
24 May 2017 - 13 Jan 2019
No
AG2141
CHONG HING BANK LIMITED
Type 4: advising on securities
24 May 2017 - 13 Jan 2019
No
AG2141
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 Dec 2016 - 19 Mar 2017
No
AG2141
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 Dec 2016 - 19 Mar 2017
No
AG2141
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jan 2014 - 31 Oct 2016
No
AG2141
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Jan 2014 - 31 Oct 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.