Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, CHUN YIN
Chinese Name of Relevant Individual
鄭駿賢
HKMA Registration Number
AG2149
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2023 - 05 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2023 - 05 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2021 - 04 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Apr 2021 - 04 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2014 - 02 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2014 - 02 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, CHUN YIN
:
Chinese Name of Relevant Individual
鄭駿賢
:
HKMA Registration Number
AG2149
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2149
MUFG BANK, LTD.
Type 1: dealing in securities
13 Jan 2023 - 05 Feb 2026
No
AG2149
MUFG BANK, LTD.
Type 4: advising on securities
13 Jan 2023 - 05 Feb 2026
No
AG2149
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Apr 2021 - 04 Sep 2022
No
AG2149
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Apr 2021 - 04 Sep 2022
No
AG2149
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
09 Jan 2014 - 02 Sep 2018
No
AG2149
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
09 Jan 2014 - 02 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.