Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, TIN LOONG GLEN
Chinese Name of Relevant Individual
劉天龍
HKMA Registration Number
AG2177
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT CONSULTANT
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT CONSULTANT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2023 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2023 - 28 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2022 - 05 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2022 - 05 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2021 - 25 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2021 - 25 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Nov 2021 - 25 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2018 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2018 - 31 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2018 - 02 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2018 - 02 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2016 - 17 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2016 - 17 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, TIN LOONG GLEN
:
Chinese Name of Relevant Individual
劉天龍
:
HKMA Registration Number
AG2177
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Dec 2025
No
INVESTMENT CONSULTANT
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Dec 2025
No
INVESTMENT CONSULTANT
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2177
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 18 Dec 2025
No
AG2177
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 18 Dec 2025
No
AG2177
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
08 Mar 2023 - 28 Nov 2025
No
AG2177
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
08 Mar 2023 - 28 Nov 2025
No
AG2177
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Oct 2022 - 05 Feb 2023
No
AG2177
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Oct 2022 - 05 Feb 2023
No
AG2177
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Nov 2021 - 25 Sep 2022
No
AG2177
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Nov 2021 - 25 Sep 2022
No
AG2177
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Nov 2021 - 25 Sep 2022
No
AG2177
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
29 May 2018 - 31 Oct 2021
No
AG2177
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
29 May 2018 - 31 Oct 2021
No
AG2177
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
23 Jan 2018 - 02 May 2018
No
AG2177
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
23 Jan 2018 - 02 May 2018
No
AG2177
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Oct 2016 - 17 Dec 2017
No
AG2177
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Oct 2016 - 17 Dec 2017
No
AG2177
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Dec 2015 - 14 Sep 2016
No
AG2177
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Dec 2015 - 14 Sep 2016
No
AG2177
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jan 2015 - 19 Nov 2015
No
AG2177
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jan 2015 - 19 Nov 2015
No
AG2177
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
11 Jan 2014 - 29 Dec 2014
No
AG2177
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
11 Jan 2014 - 29 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.