Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
STEELE, MARK RAYMOND
Chinese Name of Relevant Individual
HKMA Registration Number
AG2193
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2015 - 18 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2015 - 18 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2014 - 14 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2014 - 14 Jan 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
STEELE, MARK RAYMOND
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2193
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2193
BANK OF MONTREAL
Type 1: dealing in securities
16 Nov 2015 - 18 Nov 2015
No
AG2193
BANK OF MONTREAL
Type 4: advising on securities
16 Nov 2015 - 18 Nov 2015
No
AG2193
BANK OF MONTREAL
Type 1: dealing in securities
13 Jan 2014 - 14 Jan 2014
No
AG2193
BANK OF MONTREAL
Type 4: advising on securities
13 Jan 2014 - 14 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.