Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, WENBEI
Chinese Name of Relevant Individual
王文蓓
HKMA Registration Number
AG2195
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2017 - 15 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2017 - 15 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Nov 2017 - 15 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Oct 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2014 - 14 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2014 - 14 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Jan 2014 - 14 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, WENBEI
:
Chinese Name of Relevant Individual
王文蓓
:
HKMA Registration Number
AG2195
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2195
UBS AG
Type 1: dealing in securities
16 Nov 2017 - 15 Jan 2021
No
AG2195
UBS AG
Type 4: advising on securities
16 Nov 2017 - 15 Jan 2021
No
AG2195
UBS AG
Type 6: advising on corporate finance
16 Nov 2017 - 15 Jan 2021
No
AG2195
UBS AG
Type 1: dealing in securities
10 Oct 2016 - 09 Dec 2016
No
AG2195
UBS AG
Type 4: advising on securities
10 Oct 2016 - 09 Dec 2016
No
AG2195
UBS AG
Type 6: advising on corporate finance
10 Oct 2016 - 09 Dec 2016
No
AG2195
UBS AG
Type 1: dealing in securities
14 Jan 2014 - 14 Sep 2016
No
AG2195
UBS AG
Type 4: advising on securities
14 Jan 2014 - 14 Sep 2016
No
AG2195
UBS AG
Type 6: advising on corporate finance
14 Jan 2014 - 14 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.