Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, HAU WUI
Chinese Name of Relevant Individual
羅巧滙
HKMA Registration Number
AG2209
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2018 - 01 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2018 - 01 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2014 - 15 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2014 - 15 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2014 - 13 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2014 - 13 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jan 2014 - 13 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, HAU WUI
:
Chinese Name of Relevant Individual
羅巧滙
:
HKMA Registration Number
AG2209
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2209
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Oct 2018 - 01 Nov 2018
No
AG2209
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Oct 2018 - 01 Nov 2018
No
AG2209
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Sep 2014 - 15 Aug 2018
No
AG2209
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Sep 2014 - 15 Aug 2018
No
AG2209
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Jan 2014 - 13 Jul 2014
No
AG2209
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Jan 2014 - 13 Jul 2014
No
AG2209
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jan 2014 - 13 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.