Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHOJI, REIKA
Chinese Name of Relevant Individual
HKMA Registration Number
AG2227
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2016 - 26 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2016 - 26 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2014 - 11 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHOJI, REIKA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG2227
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2227
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
30 Apr 2016 - 26 Feb 2017
No
AG2227
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
30 Apr 2016 - 26 Feb 2017
No
AG2227
CREDIT AGRICOLE (SUISSE) SA
Type 1: dealing in securities
15 Jan 2014 - 11 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.