Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, LAI MAN
Chinese Name of Relevant Individual
黃麗敏
HKMA Registration Number
AG2246
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2019 - 08 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Jul 2019 - 08 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2015 - 25 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2015 - 25 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2014 - 02 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2014 - 02 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2014 - 10 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2014 - 10 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, LAI MAN
:
Chinese Name of Relevant Individual
黃麗敏
:
HKMA Registration Number
AG2246
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2246
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Jul 2019 - 08 Jan 2020
No
AG2246
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Jul 2019 - 08 Jan 2020
No
AG2246
CHONG HING BANK LIMITED
Type 1: dealing in securities
24 Apr 2015 - 25 Jun 2017
No
AG2246
CHONG HING BANK LIMITED
Type 4: advising on securities
24 Apr 2015 - 25 Jun 2017
No
AG2246
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
06 Jun 2014 - 02 Mar 2015
No
AG2246
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
06 Jun 2014 - 02 Mar 2015
No
AG2246
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jan 2014 - 10 Apr 2014
No
AG2246
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Jan 2014 - 10 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.