Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAN, KATHERINE KA YUN
Chinese Name of Relevant Individual

陳嘉欣
HKMA Registration Number
AG2254
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL BANKING
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL BANKING
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
14 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, KATHERINE KA YUN
:
Chinese Name of Relevant Individual
陳嘉欣
:
HKMA Registration Number
AG2254
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jul 2021
No
GLOBAL BANKING
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jul 2021
No
GLOBAL BANKING
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
14 Jul 2021
No
GLOBAL BANKING