Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, WAI MAN FABIEN
Chinese Name of Relevant Individual
葉蔚文
HKMA Registration Number
AG2260
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2021 - 12 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2021 - 12 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2021 - 12 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2021 - 12 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2018 - 08 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2018 - 08 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2017 - 28 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2017 - 28 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2014 - 13 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2014 - 13 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, WAI MAN FABIEN
:
Chinese Name of Relevant Individual
葉蔚文
:
HKMA Registration Number
AG2260
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2260
CITIBANK, N.A.
Type 1: dealing in securities
23 Jul 2021 - 12 Jun 2024
No
AG2260
CITIBANK, N.A.
Type 4: advising on securities
23 Jul 2021 - 12 Jun 2024
No
AG2260
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Jul 2021 - 12 Jun 2024
No
AG2260
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
23 Jul 2021 - 12 Jun 2024
No
AG2260
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2018 - 08 Jul 2021
No
AG2260
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Mar 2018 - 08 Jul 2021
No
AG2260
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jan 2017 - 28 Feb 2018
No
AG2260
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jan 2017 - 28 Feb 2018
No
AG2260
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Jan 2014 - 13 Jan 2016
No
AG2260
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Jan 2014 - 13 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.