Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DU, YUXIANG
Chinese Name of Relevant Individual
杜宇翔
HKMA Registration Number
AG2330
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2016 - 01 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2016 - 01 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2014 - 07 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2014 - 07 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DU, YUXIANG
:
Chinese Name of Relevant Individual
杜宇翔
:
HKMA Registration Number
AG2330
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2330
CHONG HING BANK LIMITED
Type 1: dealing in securities
01 Jul 2016 - 01 Aug 2018
No
AG2330
CHONG HING BANK LIMITED
Type 4: advising on securities
01 Jul 2016 - 01 Aug 2018
No
AG2330
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
24 Jan 2014 - 07 May 2015
No
AG2330
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
24 Jan 2014 - 07 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.