Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, YUEN YING
Chinese Name of Relevant Individual
歐婉瑩
HKMA Registration Number
AG2368
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2022 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2022 - 05 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jul 2018 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Jul 2018 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2014 - 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Jan 2014 - 15 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, YUEN YING
:
Chinese Name of Relevant Individual
歐婉瑩
:
HKMA Registration Number
AG2368
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2368
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Oct 2022 - 05 May 2025
No
AG2368
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Oct 2022 - 05 May 2025
No
AG2368
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Jul 2018 - 29 Apr 2022
No
AG2368
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Jul 2018 - 29 Apr 2022
No
AG2368
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Jan 2014 - 29 Apr 2022
No
AG2368
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Jan 2014 - 15 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.