Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU-YEUNG, SAI WING
Chinese Name of Relevant Individual
歐陽世榮
HKMA Registration Number
AG2379
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2015 - 04 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Dec 2015 - 04 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2014 - 09 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2014 - 09 Oct 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU-YEUNG, SAI WING
:
Chinese Name of Relevant Individual
歐陽世榮
:
HKMA Registration Number
AG2379
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2379
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
18 Dec 2015 - 04 Nov 2022
No
AG2379
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
18 Dec 2015 - 04 Nov 2022
No
AG2379
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jan 2014 - 09 Oct 2015
No
AG2379
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jan 2014 - 09 Oct 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.