Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HON KIT
Chinese Name of Relevant Individual
黃漢杰
HKMA Registration Number
AG2381
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2023 - 29 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2023 - 29 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2022 - 24 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2022 - 24 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Oct 2021 - 22 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2021 - 22 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2021 - 20 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2021 - 20 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Aug 2021 - 20 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2018 - 21 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2018 - 21 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2014 - 05 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2014 - 05 Aug 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HON KIT
:
Chinese Name of Relevant Individual
黃漢杰
:
HKMA Registration Number
AG2381
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2381
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
19 Dec 2023 - 29 May 2024
No
AG2381
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
19 Dec 2023 - 29 May 2024
No
AG2381
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
17 Dec 2022 - 24 Sep 2023
No
AG2381
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
17 Dec 2022 - 24 Sep 2023
No
AG2381
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Oct 2021 - 22 Jun 2022
No
AG2381
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Oct 2021 - 22 Jun 2022
No
AG2381
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Aug 2021 - 20 Sep 2021
No
AG2381
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Aug 2021 - 20 Sep 2021
No
AG2381
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Aug 2021 - 20 Sep 2021
No
AG2381
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
24 Oct 2018 - 21 Jan 2021
No
AG2381
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
24 Oct 2018 - 21 Jan 2021
No
AG2381
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jan 2014 - 05 Aug 2018
No
AG2381
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Jan 2014 - 05 Aug 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.