Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, LAI CHING
Chinese Name of Relevant Individual
李麗靜
HKMA Registration Number
AG2383
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2019 - 01 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2019 - 01 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2014 - 15 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2014 - 15 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, LAI CHING
:
Chinese Name of Relevant Individual
李麗靜
:
HKMA Registration Number
AG2383
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2383
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
31 May 2019 - 01 Jan 2023
No
AG2383
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
31 May 2019 - 01 Jan 2023
No
AG2383
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jan 2014 - 15 Aug 2014
No
AG2383
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Jan 2014 - 15 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.