Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, CHUN LOK GERALD
Chinese Name of Relevant Individual
郭晉樂
HKMA Registration Number
AG2394
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Dec 2016 - 02 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2016 - 02 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2016 - 02 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2014 - 21 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2014 - 21 Oct 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, CHUN LOK GERALD
:
Chinese Name of Relevant Individual
郭晉樂
:
HKMA Registration Number
AG2394
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2394
DBS BANK LTD.
Type 6: advising on corporate finance
08 Dec 2016 - 02 Aug 2017
No
AG2394
DBS BANK LTD.
Type 1: dealing in securities
15 Nov 2016 - 02 Aug 2017
No
AG2394
DBS BANK LTD.
Type 4: advising on securities
15 Nov 2016 - 02 Aug 2017
No
AG2394
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 Jan 2014 - 21 Oct 2016
No
AG2394
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 Jan 2014 - 21 Oct 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.