Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, MENGCHENG
Chinese Name of Relevant Individual
許蒙誠
HKMA Registration Number
AG2398
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2019 - 22 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2019 - 22 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2019 - 22 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2019 - 22 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
17 Jan 2019 - 22 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2017 - 23 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2017 - 23 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2014 - 14 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2014 - 14 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, MENGCHENG
:
Chinese Name of Relevant Individual
許蒙誠
:
HKMA Registration Number
AG2398
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2398
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
16 Aug 2019 - 22 Sep 2019
No
AG2398
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
16 Aug 2019 - 22 Sep 2019
No
AG2398
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
17 Jan 2019 - 22 Sep 2019
No
AG2398
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
17 Jan 2019 - 22 Sep 2019
No
AG2398
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
17 Jan 2019 - 22 Sep 2019
No
AG2398
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
12 Sep 2017 - 23 Aug 2018
No
AG2398
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
12 Sep 2017 - 23 Aug 2018
No
AG2398
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jan 2014 - 14 Jan 2016
No
AG2398
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Jan 2014 - 14 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.