Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, HOI LAM
Chinese Name of Relevant Individual
黃凱林
HKMA Registration Number
AG2399
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2018 - 23 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2018 - 23 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2014 - 29 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2014 - 29 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, HOI LAM
:
Chinese Name of Relevant Individual
黃凱林
:
HKMA Registration Number
AG2399
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2399
DBS BANK LTD.
Type 1: dealing in securities
01 Sep 2018 - 23 Jun 2019
No
AG2399
DBS BANK LTD.
Type 4: advising on securities
01 Sep 2018 - 23 Jun 2019
No
AG2399
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jan 2014 - 29 Jul 2018
No
AG2399
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Jan 2014 - 29 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.