Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
ZHANG, XIN
Chinese Name of Relevant Individual

張昕
HKMA Registration Number
AG2406
Other HKMA Registration Number(s)
AF9276
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Mar 2013
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Jan 2014
Is an Executive Officer? (Yes / No)
No
Capacity
WM CA DESK HEAD
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
ZHANG, XIN
:
Chinese Name of Relevant Individual
張昕
:
HKMA Registration Number
AG2406
:
Other HKMA Registration Number(s)
AF9276
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
18 Mar 2013
No
WM CA DESK HEAD
UBS AG
Type 4: advising on securities
31 Jan 2014
No
WM CA DESK HEAD