Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, CHUNG CHING
Chinese Name of Relevant Individual
葉宗正
HKMA Registration Number
AG2424
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2018 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2018 - 27 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2016 - 11 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2016 - 11 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2014 - 22 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Feb 2014 - 22 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, CHUNG CHING
:
Chinese Name of Relevant Individual
葉宗正
:
HKMA Registration Number
AG2424
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2424
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Aug 2018 - 27 Jul 2019
No
AG2424
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Aug 2018 - 27 Jul 2019
No
AG2424
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
08 Jan 2016 - 11 Jul 2018
No
AG2424
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
08 Jan 2016 - 11 Jul 2018
No
AG2424
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Feb 2014 - 22 Nov 2015
No
AG2424
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Feb 2014 - 22 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.